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Assistant Manager / Manager : Finan London, United Kingdom ID: Fin241985
Salary: 40000-45000 Per
Contact (click on the name to apply): Rob Miller / Additional Resources


Assistant Manager / Manager : Financial Services Regulation - London

Location: London

Salary: To £45,000 plus full flexible benefits package, 25 days Holiday

We are looking for an assistant manager or manager with experience of regulation and compliance within the Financial Services Industry, to work in regulatory consulting division within this major blue chip company
Qualifications & Experience required

? Degree and / or relevant professional qualification and/or significant relevant consulting or industry expertise
? Experience in Financial Services business environment of financial services industry, regulation, and operating practices. Minimum of 3 years Financial industry experience across any of the following:
o Retail Banking
o Wholesale/Investment Banking
o Insurance (General or Life and Pensions)
? Proven track record in the understanding and implementation of regulation within the industry.
? Detailed technical knowledge required in any of the following areas of regulation/compliance;
o Financial Crime/Anti-money laundering
o Conduct of Business
o Treating Customers Fairly
o Capital Requirements Directive
o Exchange Regulation
o FSA Authorisation
? Understanding of latest regulatory developments and key current issues facing regulated firms.
? Responsibilities will include digesting the impact of the regulation on clients, delivering functional health check assessments, and providing implementation and technical support services where remediation is required. Successful candidates will be required to work across several work streams simultaneously and manage senior stakeholder expectations.
? Applicants will also be expected to augment the firms thought leadership by identifying opportunities as the regulatory landscape develops.
Other Skills
? Ability to identify sales opportunities and progress in conjunction with other team members.
? Change/Project management in financial services institutions
? The ability to work under own initiative and in many different and challenging environments.
? Specific Internal Audit or Compliance experience
? Strong team working skills
? Strong presentation, business writing and professional standards

To apply for this position please contact us or send your CV ASAP

Additional Resources Ltd is an Employment Business and an Employment Agency as defined within The Conduct of Employment Agencies & Employment Businesses Regulations 2003


Date posted: 13 May 2008

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